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Certification Council of Early Childhood Educators of NS
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Back to: 2.Examination

Early Childhood Centre Administrator Certification
2.Examination: Phase A ~ Case Study Response

2.A.aTraining in developing and presenting five assigned case studies on
management responsibilities. The case studies relate to staff, families,
licensed operator (owners and boards), facility and community.

Training Outcomes: Case Study Response~

2. A. b Training in how to effectively present case study responses and how to evaluate one’s own presentations and those of one’s peers.

Training Outcomes: Communication for Evaluation:
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2. A. c Self-evaluation of the candidate’s presentations and evaluation by five of the candidate’s peers and a validator.
Case Study Response Example:
Case Study LO1 : Increase in Fixed Expense: We Must Cut Staff
(Licensed Operator)
By E. Stelzer Rudick

The day care expands.

The Friendly Faces day care began five years ago in a church basement. Since then, their reputation for quality and play-based educational service has resulted in increased enrolment and a substantial wait list. The owners believed that the time was right to look for a new and larger location to accommodate the rapidly expanding clientele. So, in January, they purchased a small home in the neighbourhood that, with renovations, would ultimately enable them to accommodate another 25 to 30 children. The owners anticipated that the day care would be ready in early May.

A government grant was secured for the down payment of the property but all renovations and maintenance of the facility had to come out of the day care's operating budget. The owners originally anticipated that mortgage payments would be about the same as the rental that was paid to the church. However, in order to meet municipal by-laws, renovation costs exceeded expectations and a larger mortgage had to be secured.
The end result was larger than anticipated monthly payments.

The new day care was a renovated two-story house with a wonderful relaxed atmosphere and felt like home. The back yard would serve as an excellent outdoor play environment, and the day care could now accommodate more children than the small numbers served in the church. The main floor consisted of a small but functional kitchen, two small bathrooms - one for the adults and one for the children, one room for the infants with an adjacent sleeping room, a small room for the toddlers, and one double room for the three year old children. The upper floor consisted of a large double room for the four to five year old children, the administrator’s office, two double children's size bathrooms, and a spare room that would be completed in the future. The basement included an entrance from the garden, cubby spaces for coats and boots, a small bathroom, a staff lounge, a room for a washer and dryer, and two small storage rooms.

Sally Olson, the administrator of Friendly Faces Day Care, was the link between staff, parents, and the owners. She met weekly with the owners to discuss finances, enrolment, and other relevant issues. However, Sally had no knowledge of the financial problems that were looming. Her financial discussions were limited to planning and maintaining a budget for meals and snacks, working within an allotted budget for supplies, completing the payroll information, and depositing parent fees. Any checks that Sally wrote had to be co-signed by one of the owners. Her weekly meetings did not include much discussion about program planning as the owners felt that as long as there were no complaints and enrolment remained high, Sally should have complete autonomy in the area of programming. Sally, on the other hand, took no interest in the owners' rental expenses or other payables.

Are there options?

Meetings between Sally and the owners were quite structured. She often received a phone call a day or two before the scheduled meeting with items that the owners wanted to discuss. This week John Keagan called with an unexpected list of topics and Sally was caught off guard.

"Sally, regrettably, we have exceeded our budget on the renovations for the new day care. The addition of certain items to meet municipal regulations for safety added to the anticipated cost of renovations, forcing us to take a larger mortgage than originally planned. This step has resulted in an increase in monthly expenditures to meet the mortgage payments. Present accounts receivable do not justify the current expenditures.

As a result of the increase in fixed expenses, our best solution is to cut one full time staff member until we can generate sufficient income to meet our expenses. While the new day care does have capacity for greater enrolment, and we do acknowledge that you maintained a wait list, the families on the wait list have not been contacted since September. We are uncertain if the families on the wait list are interested in enrolling their children at the time of our move, projected for mid May, or if they have made alternate arrangements for this fiscal year. Meanwhile, we must reduce expenses until our receivables change significantly. Please come prepared to provide input for our decision, which will determine how and when the staff member will be cut. Since we have always trusted your judgement when it comes to staffing, we will rely on your input in deciding which staff member to cut.

Also, since we are hoping for a fresh start in our new location, we will take some time at the next meeting to refine job descriptions. Please bring a copy of the present job descriptions for staff and prepare some suggestions for modifications and/or improvements". (Exhibit 8.3).

So many thoughts were racing through Sally’s mind. Fees were collected at the end of each month but families generally had until the seventh of the following month to make payments. Since cash flow had never been an issue, and since Sally was well aware of some of the financial struggles of the parents in the day care, she often agreed to extend payment deadlines. She never questioned the procedure since it did not seem to effect the centre's budget and it went a long way toward helping out the parents and promoting good will. Now she wondered: would collecting all monies on time make a difference?

Sally also reflected on the nearly eight months of renovations which were now completed. All the day care staff had been involved in the project and were looking forward to the day care's move. How could she possibly cut one staff member? All the staff had been so devoted to the project and all were valued members of the day care team. Sally asked herself, "Should she cut Joanne, the staff member with the least seniority? Well, Joanne had worked just as hard on the project as all the other staff members. Furthermore, of all the educators in the day care, Joanne had the highest level of educational training and the most experience in the field." Sally thought maybe she could consider letting Karen go. Karen was not pulling her load as much as Sally would like, but Karen was one of the first staff to be hired when the day care opened five years earlier. Then Sally reflected on arranging a job sharing situation where she reduced each staff members' work hours slightly. Although this meant part-time instead of full time salaries for employees it would assure each staff member of a job.

In anticipation of her meeting with the owners, Sally thought about the eight staff that were presently working at the day care. She wondered how she might have to change the shifts to ensure adequate supervision for the thirty-one children. Presently, there were two educators with each age group of six infants, eight toddlers, eleven children between the ages of two and three, and twelve four to five year old children. Additionally, there was one cook who came in at 8:30 a.m. and was responsible for morning snack and lunch preparation (Exhibit 8.1).

Sally reflected on the phone call and thought about the input that would be most effective and equitable to staff, parents, and the owners.

Exhibit 8.1

Hours of operation

7:30 a.m. to 6:00 p.m.

Monday

Tuesday

Wednesday

Thursday

Friday

day care administrator schedule

7:30 a.m. to 3:30 p.m.

9:30 a.m. to 5:30 p.m.

9:30 a.m. to 5:30 p.m.

9:30 a.m. to 5:30 p.m.

7:30 a.m. to 3:30 p.m.

2 educators
shift #1
7:30 a.m. to 3:30 p.m. 7:30 a.m. to 3:30 p.m. 7:30 a.m. to 3:30 p.m. 7:30 a.m. to 3:30 p.m. 7:30 a.m. to 3:30 p.m.
4 educator shift # 2 10:00 a.m to 5:00 p.m. 10:00 a.m to 5:00 p.m. 10:00 a.m to 5:00 p.m. 10:00 a.m to 5:00 p.m. 10:00 a.m to 5:00 p.m.
2 educators shift # 3 11:00 to 6:00 p.m. 11:00 to 6:00 p.m. 11:00 to 6:00 p.m. 11:00 to 6:00 p.m. 11:00 to 6:00 p.m.
cook 8:00 a.m. to 2:00 p.m. 8:00 a.m. to 2:00 p.m. 8:00 a.m. to 2:00 p.m. 8:00 a.m. to 2:00 p.m. 8:00 a.m. to 2:00 p.m.

Educator shifts rotate monthly so that early and late shifts occur every three months.

Exhibit 8.2 Job Description:

Responsibilities
The educator, in conjunction with the director, is responsible for planning the curriculum.
The educator is responsible for implementing programs within her/his classroom and for insuring that the availability of necessary resources. The educator is to ensure that programs are in accordance with the centre's philosophy, rules, and objectives.

Tasks
  • Plan, implement, and evaluate activities and experiences for children.
  • Ensure that children are integrated and welcomed into the day care environment
  • Greet parents and deliver the needed information with respect to the development and socialization of the children.
  • Organize parent meetings twice yearly.
  • Supervise out door play
  • Participate in professional development sessions/workshops

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Candidate Case Study Response to Case Study LO1:
Case Study LO1: Increase In Fixed Expense: We Must Cut Staff
(Licensed Operator)

Problem definition:
Friendly Faces Day Care, a centre in operation for five years with an excellent reputation and solid waiting list, is expanding. The Licensed Operator has purchased a property that will allow them to increase enrolment by twenty-five (25) to thirty (30) children. Despite government funding for a down payment and consideration of renovation costs, the monthly mortgage payments will far exceed their current rent payments due to unforeseen municipal by-law requirements. The Owners decide to cut a staff position; the choice of staff has been left to the Director. So, before the centre has had a chance to "grow", they will be downsizing when they move to the new facility. The Director is taken completely by surprise at the news of the financial crisis. Presently, she is not involved and has no interest in the day to day financial commitments of the centre but is dedicated to the relationships with families, staff and children. Sally (the Director) is often in a position of being asked to wait on payments. The owners seem to be comfortable with Sally taking charge of collecting and depositing the parent fees, as well as maintaining and managing the program budget. The owners have also asked for Sally's input in redefining the staff's job descriptions at their next meeting. To Sally it is more important to try to salvage the staff position; however, it seems as if it is already a done deal. How does Sally convince the owners that they need not cut a position and at the same time have proper supervision of the thirty-one (31) children in care?

Criteria
Main Relationship Area:
Licensed Operators
Criteria involved:
A 1 Status reports on all aspects of centre management
A 2 Access licensed operators as a resource and support
B 1 Operations policy manual
B 2 Job description
C 2 Timely and regular management meetings
C 3 Serve as a resource to licensed operators
D 2 Child Care Practitioners Code of Ethics
D 3 Day Care Services Act
E 2 Develop operations plan to implement licensed operators strategic plan
F 1 Budget: develop, monitor, evaluate
F 2 Accounts payable
F 3 Accounts receivable
F 4 Cash flow
F 6 Reporting financial status to licensed operator

Relationship Area:
Staff
A 5 Termination
B 5 Job Descriptions
C 3 Supervision/mentoring, evaluation
D 1 Labour Act

Relationship Area:
Families

A 3 Wait list maintenance and cultivation
2 Payment policy

Relationship Area:
Facility

D 1 Fire, Health, Day Care Acts
E1. Input to strategic planning regarding facility

Relationship Area:
Community

C 8 Establish partnerships
E 1 Community input to strategic planning
F 2 Funding and investment partners
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Swot Analysis
Strengths:
  • Centre has a good reputation and substantial waiting list.
  • Staff are very dedicated; all were involved in the planning, programming, moving of the new centre.
  • Director has a good rapport with parents; she is empathetic and sensitive to their needs (gives leeway at times for payments to be late)
  • Director and Owners meet weekly to discuss centre business
  • New facility offers expansion to the community and increased revenues to further programs

Weaknesses:
  • Waiting list has not been notified of the upcoming move and available spaces.
  • Large gaps in reporting/knowledge/disclosure between the Director and the Owners: each is interested in only part of the operation; the Owners' main focus is on the finances, the Director is chiefly concerned with program and relationships. Advance payments are more secure than after the care is given. There needs to be guidelines for late payment in terms of time and money.
  • Future waiting list maintenance needs to be established. Check-ins by parents or
    periodic calls from Director to see/inform where they are on list, etc.

Opportunities:
  • Community could become involved if approached to invest in new centre.
  • Tighten reporting procedures and general practices between Director and Owners to ensure smoother operations.
  • An additional seven (7) children could be enrolled in the new centre without increase in staff:
  • Infant unit: 6 children/2 staff (2)
  • Toddler unit: 8 children/2 staff
  • Twos and Threes: 11 children/2 staff (3)
  • Fours and Fives: 12 children/2 staff (2)

Threats:
  • Morale of staff will plummet as one staff position is cut; parents will also feel this as it will be stressful enough for the move and the affect on the children.
  • Ratios will be compromised with the cut of position;
  • Licensing breach;
  • Possible labour dispute as the Director is contemplating the cutting of a senior staff due to
    mediocre performance. No notification that there has been complaints to date.
  • Foreclosure on the mortgage if enrolment has to drop to equate with new staff ratios.

Alternatives:
  • Renegotiate the mortgage for lower payments over a short-term until enrolment increases.
  • Apply for deferment of payback on government funding.
  • Cut staff position of last one hired, but lose the most qualified and experienced staff.
  • Cut staff position of first one hired, and deal with labour dispute as it arises.
  • Cut all staff hours by one hour per day until enrolment increases.
  • Look to budget to explore other possible cuts rather than a full position cut.
  • Approach local businesses for investment.
  • Waiting list should be contacted in any event to set up enrolment of new families either immediately or over course of next few months.
  • Put off job description refinement until the move and transition of all concerned
    takes place and settled. The Director needs a job description as well and fast!
  • A manual for both the Owners and Director developed to ensure that all aspects
    of centre operation are spelled out and responsibilities determined. Then an agenda for the upcoming year with periodic analysis to determine if duties are being performed by both parties. As well, the weekly meetings should have opportunities for the Director to have input; an agenda for both to set. This will enable the centre to be in a proactive rather than reactive state when difficulties arise.
  • Input into this move by all parties, staff, families, community, along with the Director may have been useful. The Owners would benefit from outside expertise.
  • Parent payment

Recommendations:
  • An arrangement with the bank to extend mortgage payments would be beneficial for the short term as well; increase in enrolment is so close.
  • Arrangement for deferment of government funding for short term until enrolment picks up.
  • If more children cannot be enrolled immediately and other expenses cannot be cut, there may have to be cuts to staff hours; however, this will indeed be short term (as short as four months). Each staff would lose one hour per day.
  • Payment policy needs to be restructured as stated above.
  • Future meetings between Director and Owners to be conducted as stated above with full disclosure from both parties.
  • Postponement of job description refinement for upcoming months in order to address the financial situation without distraction. When it does take place the present descriptions need to be more specific concerning duties in all areas in order for them to be measurable when evaluation is done.
  • Concerns regarding job performance need to be addressed as they come up, not when a crisis arises.

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Summary Evaluation by Five Peers and Validator:
Candidate: J. Morgan
Date:
Evaluator: five Peers , Validator
Position: __Self __Ö _Peer __Validator
Case Study LO1 (Licensed Operator)
Problem/Decision addressed:
The licensed operator (Board or Owner) wants to cut staffing which will jeopardize program quality
Relationship Area:
III. Licensed Operator

Rating: 3= Demonstrates excellence 2= Demonstrates basic competence 1= Needs improvement

*

Criteria

Description

Rating

 

1

2

3

 
   

A. Systems

       
 

A.2

Access licensed operator as a resource and support

 

Ö

   

*

A.5

Systems to manage information and document quality of child care services

 

Ö

Ö

 
   

B. Policy

       
 

B.2

Job description

   

Ö Ö

 
   

C. Services & Programs

       
 

C.3

Serve as a resource and support to centre committees and licensed operator

 

Ö

Ö

   
 

C.4

Advocacy

Ö

 

Ö

 
 

C.5

Implement policies and procedures established by the Licensed operator (owners/boards)

 

Ö

Ö

 
   

D. Legal or Professional Sanctions

       
 

D.2

Child Care Practitioners Code of Ethics

 

Ö

   
   

E. Planning

       

*

E.1

Identify and represent areas for centre development to licensed operator

 

Ö

Ö

 

*

E.2

Develop operations plan to implement licensed operators strategic plan

 

Ö

   
   

F. Finances

       
 

F.1

Budget: develop, monitor, evaluate and adjust

   

Ö

 
 

F.2

Accounts payable

   

Ö

 
 

F.3

Accounts receivable

   

Ö

 
 

F.4

Cash flow: deposit, payables, petty cash

   

Ö

 
 

F.5

Audit

     

N/A

 

F.6

Reporting financial status to licensed operator

 

Ö

   

Overall Score: 3

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Ratings by one peer:
B. For each of the three criteria marked with an *, complete the following sentences.
1. Criteria Number: A.5 ~ Systems to manage information and document quality of child care services
a. Her action to …(Describe the action)
Develop better systems to maintain and monitor the financial situation and schedule regular meetings with agenda.
… regarding the criteria rated a 3 (rating) because she…
should restructure the payment policy, tighten the reporting procedures and add an agenda and regular meetings.

To perform at a 2 (one of the other possible ratings), she would have …
Tighten the payment policy and reporting finances only.

To perform at a 1 (the remaining possible rating) she would have…
Only operate within a limited number of budget categories, have minimal management of financial position.

Other comments…

  • 2.Criteria Number:E1~ Identify and represent areas for centre development to licensed operator
  • Her action to …(Describe the action)
    Present the owners with a number of options
    … regarding the criteria rated a 3 (rating) because she…
    provide a number of options which would have a positive effect on the situation; articulate the consequences of the suggested option; saw need for a plan.

    To perform at a 2 (one of the other possible ratings), she would have …
    Presented the options to the owners

    To perform at a 1 (the remaining possible rating) she would have…
    Done what the owner said; cut staff; go behind the Owner’s back to talk to the bank.

    Other comments…

    3.Criteria Number: E2~ Develop operations plan to implement licensed operators strategic plan
    Her action to …(Describe the action)
    Tighten procedures, consider alternative plans; discuss with owner, get a better job description for self; Postpone staff job descriptions; go to staff for ideas; go back to board; cut staff according to protocol
    … regarding the criteria rated a 2 (rating) because she…
    realizes that procedures need to be laid down, time needed for both board and director to work on, chance for consultations with parties involved, continued consultations with board to find an ultimate compromise/solution

    To perform at a 1 one of the other possible ratings), she would have …
    Implement plan with no reflection or timeline/procedure

    To perform at a 3 (the remaining possible rating) she would have…
    All of the 2 rating plus procedure set up; timeline developed; consultation with staff; evaluation component.

    Other comments…

    C. Overall rating for the case study 2.5

    Other comments…

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    2. A. d. On-going communication with one’s facilitator through journal entries regarding one’s responsibilities as an early childhood centre administrator.

    Journal Assignments:
    Case study LO1 (Licensed Operator)
    Candidate:
    Date:
    Criteria:
    A.1 , B.1, C.1, E.2,A.3, C.2,A.4,A.6

    Early Childhood Centre Administrator Certification Pilot Guided Journal Entry:
    Relationship Area:
    Licensed Operator
    Practice Area: A. Systems
    Element : 3. Evaluated annually by Licensed Operator
    Candidate name: J. Morgan

     

     

     

    Candidate’s Journal Entry

    Facilitators Dialogue

    Describe an incident/example where this criteria was the focus of a decision/problem that might occur in your role as an Early childhood Centre Administrator
    Or
    Describe a problem/decision or action related to the criteria that might occur in your role as an Early Childhood Centre Administrator.

    After I had been at a centre as an assistant director for five years, the Board decided to evaluate my performance. They invited staff persons to comment on anything regarding my performance, and didn’t give them any guidelines as to what areas they wanted feedback upon. They didn’t ask my director for an evaluation. The Board committee collated the responses and met with me. The evaluation was very negative, the Board members aggressive. All of the staff did not respond, only those who had a bone to pick with me. The majority of staff did not respond since they were fine with how I did my work and didn’t feel that a response was necessary. I was not given a copy of the evaluation. They told me that my job would change and how it would. I was devastated.

     

     

     

     

    Sounds like a scary experience.

    The Board didn’t seem to know how to evaluate and that affected how they approached you.

    You seemed to have expected a good evaluation and this one was a surprise to you.

    2. What factors did you or would you consider when deciding upon an action?

    I first did an examination of my work in light of the criticisms to assess whether or they were valid. This assessment resulted in a realization that I needed to be more aware of how my communication with staff members could be interpreted. Other than that, my work was good, I was keeping enrolment up, parents were comfortable with me, I handled complaints regarding the service well, etc.. I knew that the Board members on the evaluation committee did not have any background in evaluation and I was concerned about what they might do. I felt that I had to protect myself.

     

     

    You seemed very trusting of staff members.

     

    You were scared, what made you feel that way?

    3. What did you/would you do after considering these factors?

    I went to a labour lawyer and reviewed what had happened. She advised me and I took her advice. I accepted the new job description and began to document my performance in relation to the new job description.

     

     

    You learned from this experience.

    4. What action would you take now?

    Now, I would challenge the Board at the evaluation meeting as to how they conducted the evaluation. I would go to the evaluation session with a recorder or a lawyer. I would submit a complaint to the Labour Rights Commission. If I did decide to do the work in the new job description, I would demand compensation for the reduced pay that resulted from the change in my responsibilities.

     

    You have a lot more confidence now than you did then!

    What made the difference
    besides time?


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